|
Total Revenue
|
|
$877k
|
$1.2m
|
$28k
|
$9k
|
$19k
|
$135k
|
$64k
|
$2.0m
|
$18.1m
|
$123.1m
|
|
Revenues:
|
|
|
|
|
|
|
|
|
|
|
|
|
Revenue from Contract with Customer, Including Assessed Tax
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$18.1m
|
$123.1m
|
|
Cost of Goods and Services Sold
|
|
$658k
|
$927k
|
$21k
|
$7k
|
$14k
|
$101k
|
$48k
|
$1.5m
|
$13.6m
|
$92.3m
|
|
Gross Profit (Calculated) (derived)
|
|
$219k
|
$309k
|
$7k
|
$0
|
$5k
|
$34k
|
$16k
|
$510k
|
$4.5m
|
$30.8m
|
|
Operating Expenses
|
|
$9.4m
|
$5.1m
|
$6.9m
|
$5.7m
|
$6.5m
|
$9.4m
|
$14.3m
|
$23.8m
|
$29.7m
|
$178.8m
|
|
Total operating expenses
|
|
$9.4m
|
$5.1m
|
$6.9m
|
$5.7m
|
$6.5m
|
$9.4m
|
$14.3m
|
$23.8m
|
$29.7m
|
$178.8m
|
|
Operating Income (Loss)
|
|
($8.6m)
|
($3.8m)
|
($6.9m)
|
($5.7m)
|
($6.5m)
|
($9.4m)
|
($14.3m)
|
($21.8m)
|
($11.5m)
|
($55.7m)
|
|
Additional Financial Items
|
|
|
|
|
|
|
|
|
|
|
|
|
Interest Income, Operating
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$1.3m
|
|
Amortization of Intangible Assets
|
|
—
|
$1.4m
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
|
Debt Securities, Realized Gain (Loss)
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
($3.2m)
|
$2.3m
|
$221k
|
|
Income (Loss) from Continuing Operations before Income Taxes, Domestic
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
($13.2m)
|
|
Income (Loss) from Continuing Operations, Per Basic Share
|
|
$7
|
($1)
|
$0
|
($2)
|
—
|
($1)
|
($5)
|
($4)
|
($2)
|
($2)
|
|
Income (Loss) from Continuing Operations, Per Diluted Share
|
|
$7
|
($1)
|
$0
|
($2)
|
($0)
|
($0)
|
—
|
($4)
|
($2)
|
($2)
|
|
Investment Income, Interest
|
|
—
|
—
|
—
|
$4k
|
$4k
|
$252k
|
$687k
|
$716k
|
$960k
|
$65k
|
|
Marketable Securities, Realized Gain (Loss), Excluding Other-than-temporary Impairment Loss
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
($1.2m)
|
$6.5m
|
$345k
|
|
Other Income
|
|
($182k)
|
$291k
|
($333k)
|
$14k
|
$19k
|
$135k
|
$64k
|
$36k
|
$720k
|
$1.4m
|
|
Preferred Stock Dividends and Other Adjustments
|
|
—
|
—
|
—
|
—
|
—
|
—
|
$4
|
—
|
—
|
—
|
|
Underwriting services
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$11.4m
|
$79.0m
|
|
Commissions
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$6.1m
|
$19.6m
|
|
Interest income
|
|
—
|
—
|
—
|
$4k
|
$4k
|
$252k
|
$687k
|
$716k
|
$960k
|
$65k
|
|
Principal transactions
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$2.2m
|
($872k)
|
|
Other revenue
|
|
($182k)
|
$291k
|
($333k)
|
$14k
|
$19k
|
$135k
|
$64k
|
$36k
|
$720k
|
$1.4m
|
|
Compensation and benefits
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$22.0m
|
$145.3m
|
|
Advisory fees
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$116k
|
$21.1m
|
|
Legal fees
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$722k
|
$2.9m
|
|
Professional and consulting fees
|
|
$2.3m
|
$1.0m
|
$1.6m
|
—
|
—
|
—
|
—
|
—
|
$2.7m
|
$3.0m
|
|
Loss from operations
|
|
($8.6m)
|
($3.8m)
|
($6.9m)
|
($5.7m)
|
($6.5m)
|
($9.4m)
|
($14.3m)
|
($21.8m)
|
($11.5m)
|
($55.7m)
|
|
Gain on marketable securities, net
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$630k
|
$5.2m
|
$42.3m
|
|
Realized and unrealized gain (loss) on notes receivable, net
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
($3.2m)
|
($2.3m)
|
$221k
|
|
Change in carrying value of investments
|
|
$2.3m
|
($120k)
|
$740k
|
$82k
|
—
|
—
|
($2.6m)
|
$780k
|
($7.1m)
|
—
|
|
Net loss
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
($14.7m)
|
($20.5m)
|
|
Net loss attributable to common stockholders of Dominari Holdings Inc.
|
|
($6.5m)
|
($3.3m)
|
$1.7m
|
($4.2m)
|
($12.3m)
|
($7.2m)
|
($22.1m)
|
($22.9m)
|
($14.7m)
|
($22.4m)
|
|
Basic (in Shares)
|
|
$3.7m
|
$5.5m
|
$8.1m
|
$2.5m
|
—
|
$4.8m
|
$5.3m
|
$5.2m
|
$6.2m
|
$14.3m
|
|
Diluted (in Shares)
|
|
$3.8m
|
$5.5m
|
$8.1m
|
$2.5m
|
—
|
—
|
5.3m
|
$5.2m
|
$6.2m
|
$14.3m
|
|
Income (Loss) from Continuing Operations before Income Taxes, Noncontrolling Interest
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
($13.2m)
|
|
Net Income (Loss) Attributable to Parent
|
|
($6.5m)
|
($3.3m)
|
$1.7m
|
($4.2m)
|
($12.3m)
|
($7.2m)
|
($22.1m)
|
($22.9m)
|
($14.7m)
|
($22.4m)
|
|
Net Income (Loss) Available to Common Stockholders, Basic
|
|
$25.0m
|
($3.3m)
|
$1.7m
|
($4.2m)
|
($12.3m)
|
($7.2m)
|
($22.1m)
|
($22.9m)
|
($14.7m)
|
($22.4m)
|
|
Net Income (Loss) Attributable to Noncontrolling Interest
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$2.0m
|
|
Earnings Per Share, Basic
|
|
$6.76
|
($0.60)
|
$0.21
|
($1.67)
|
—
|
($1.48)
|
($4.91)
|
($4.38)
|
($2.38)
|
($1.57)
|
|
Earnings Per Share, Diluted
|
|
$6.51
|
($0.60)
|
$0.21
|
($1.67)
|
($0.44)
|
($0.09)
|
($4.91)
|
($3.95)
|
($2.38)
|
($1.57)
|
|
Weighted Average Number of Shares Outstanding, Basic
|
|
3.7m
|
5.5m
|
8.1m
|
2.5m
|
—
|
$4.8m
|
5.3m
|
5.2m
|
6.2m
|
14.3m
|
|
Weighted Average Number of Shares Outstanding, Diluted
|
|
3.8m
|
5.5m
|
8.1m
|
2.5m
|
—
|
—
|
5.3m
|
5.2m
|
6.2m
|
14.3m
|
|
Research and Development Expense
|
|
—
|
—
|
—
|
$2.5m
|
$1.0m
|
$559k
|
$830k
|
$3k
|
—
|
—
|
|
General and Administrative Expense
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$23.8m
|
$29.7m
|
—
|
|
Selling, General and Administrative Expense
|
|
$253k
|
$496k
|
$394k
|
$3.2m
|
$4.1m
|
$7.7m
|
$11.7m
|
—
|
—
|
—
|
|
Labor and Related Expense
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$145.3m
|
|
Other Nonoperating Income (Expense)
|
|
—
|
—
|
—
|
—
|
($5.8m)
|
$2.3m
|
—
|
—
|
—
|
—
|
|
Nonoperating Income (Expense)
|
|
$2.1m
|
$516k
|
$8.6m
|
$1.5m
|
($5.8m)
|
$2.3m
|
($7.8m)
|
($1.1m)
|
($3.2m)
|
$42.6m
|
|
Operating Lease, Expense
|
|
—
|
—
|
—
|
—
|
—
|
—
|
$73
|
$668k
|
—
|
$800k
|
|
Other Cost and Expense, Operating
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$6.6m
|
|
Other Expenses
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$3.9m
|
$26.1m
|
|
Current Income Tax Expense (Benefit)
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$14.7m
|
$7.3m
|
|
Net loss before income tax expense
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
($14.7m)
|
($13.2m)
|
|
Interest Income (Expense), Net
|
|
—
|
—
|
—
|
—
|
—
|
$252k
|
—
|
—
|
—
|
—
|
|
Other Operating Income (Expense), Net
|
|
—
|
—
|
—
|
—
|
—
|
—
|
$140
|
—
|
—
|
—
|
|
Total other income (expenses)
|
|
$2.1m
|
$516k
|
$8.6m
|
$1.5m
|
($5.8m)
|
$2.3m
|
($7.8m)
|
($1.1m)
|
($3.2m)
|
$42.6m
|
|
Income Tax Expense (Benefit)
|
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
$14.7m
|
$7.3m
|